工作經歷
曾先后(hou)在安達信(xin)(企業)咨詢有限公司、昆明國際(ji)信(xin)托(tuo)投(tou)資公司以(yi)及魏東老單位——中(zhong)國經濟開(kai)發信(xin)托(tuo)投(tou)資公司(中(zhong)經開(kai))從事過(guo)會計工作。
在(zai)“涌金(jin)(jin)系”資本原始積累階段(duan),2000年(nian)陳金(jin)(jin)霞就在(zai)上海(hai)創(chuang)辦(ban)了納米創(chuang)投,當年(nian)11月(yue),上海(hai)納米創(chuang)業(ye)投資有限(xian)公(gong)司從杭州五(wu)環手中收(shou)購四川(chuan)湖山(shan)864萬股(gu)(gu),占四川(chuan)湖山(shan)總股(gu)(gu)本的8.5%,這家公(gong)司日后成為(wei)了涌金(jin)(jin)系借鑒VC模(mo)式投資高(gao)科(ke)技(ji)創(chuang)業(ye)型企業(ye)的主要平臺。 2001年(nian)5月(yue)18日,陳金(jin)(jin)霞還創(chuang)辦(ban)上海(hai)匯能投資管理有限(xian)公(gong)司,并在(zai)其控制期間入股(gu)(gu)廣(guang)匯股(gu)(gu)份。
2001年(nian)(nian)5月(yue)至2005年(nian)(nian)11月(yue)間(jian),她曾(ceng)擔任(ren)過上(shang)海匯能(neng)投(tou)資管理有(you)(you)限公司(si)(si)(si)(si)執行(xing)董(dong)事(shi),2005年(nian)(nian)11月(yue)至今只擔任(ren)該公司(si)(si)(si)(si)監事(shi),陳金霞(xia)在(zai)該公司(si)(si)(si)(si)持有(you)(you)45%的(de)股權。在(zai)陳金霞(xia)為數(shu)不(bu)多(duo)曝光的(de)資料中,她曾(ceng)以涌金實(shi)業(集(ji)團)有(you)(you)限公司(si)(si)(si)(si)副總裁的(de)身(shen)份與(yu)張玉(yu)良(上(shang)海綠地(di)集(ji)團董(dong)事(shi)長)和郭廣(guang)昌(上(shang)海復星集(ji)團董(dong)事(shi)長)等人(ren)共(gong)同成為上(shang)海科普教育(yu)發展基金會理事(shi)會理事(shi)。陳金霞(xia)是人(ren)大吳曉求的(de)得意門生,陳金霞(xia)在(zai)魏(wei)東的(de)資本運作(zuo)(zuo)中起到的(de)作(zuo)(zuo)用“非同小可(ke)”。
在人才招募上,陳金霞(xia)就(jiu)曾(ceng)多(duo)次(ci)出面,如曾(ceng)任上海財經大學期貨(huo)研(yan)究中心副主任、現新世(shi)紀基金總(zong)經理孫枝來,就(jiu)曾(ceng)擔任過涌(yong)金期貨(huo)經紀有(you)(you)限公(gong)司(上海)常(chang)務副總(zong)經理。在2008年(nian)6月23日(ri)的(de)公(gong)告中,截至繼承魏東(dong)遺產前(qian),陳金霞(xia)僅持有(you)(you)上海匯能投資管理有(you)(you)限公(gong)司45%的(de)股(gu)份,且職(zhi)位也(ye)在2005年(nian)由執行(xing)董事(shi)(shi)轉為監事(shi)(shi)。
工作事業
發展歷程
1994年(nian),北京涌金(jin)財經顧問公(gong)司成立。年(nian)僅27歲的(de)魏東開始了(le)他的(de)資本(ben)市場生涯,“涌金(jin)系”啟程。上世(shi)紀90年(nian)代,涌金(jin)系主(zhu)要以轉配(pei)股、法人股受讓、配(pei)售(shou)新股等方式積累資金(jin);2000年(nian)左右,其借鑒VC的(de)理念,投資孵化了(le)一批高科技創業(ye)企業(ye)。
從1996年(nian)(nian)起,涌(yong)金(jin)(jin)系(xi)在銀河動力、中寶(bao)股(gu)(gu)(gu)份、康(kang)賽(sai)集團(后更(geng)名(ming)天華股(gu)(gu)(gu)份)等公司法人(ren)股(gu)(gu)(gu)上(shang),涌(yong)金(jin)(jin)系(xi)獲(huo)(huo)益頗豐。1999年(nian)(nian)12月,上(shang)海涌(yong)金(jin)(jin)受讓(rang)閩福發600萬配(pei)股(gu)(gu)(gu),轉讓(rang)價每股(gu)(gu)(gu)4.5元(yuan),持(chi)股(gu)(gu)(gu)不過(guo)5個(ge)多(duo)月,至少有7000萬元(yuan)落袋。另(ling)外,1999年(nian)(nian)到2000年(nian)(nian),涌(yong)金(jin)(jin)系(xi)先后參與過(guo)三九醫藥(yao)、絲綢股(gu)(gu)(gu)份、首(shou)旅股(gu)(gu)(gu)份、誠(cheng)志股(gu)(gu)(gu)份和茉織華等新股(gu)(gu)(gu)發行中獲(huo)(huo)新股(gu)(gu)(gu)配(pei)售,持(chi)有到期后悉數沽出,獲(huo)(huo)利豐厚。
1999年,涌金(jin)系以1.8億元注(zhu)冊資(zi)金(jin)成立(li)湖南(nan)涌金(jin)投(tou)資(zi)(控(kong)股(gu))有(you)限公司(下稱“湖南(nan)涌金(jin)”),并成立(li)了北京知金(jin)科技投(tou)資(zi)有(you)限公司(下稱“知金(jin)科技”)。
巴曙松(song)、王(wang)文強所著《涌(yong)(yong)(yong)(yong)(yong)金(jin)(jin)系(xi)(xi)上岸》一(yi)文指出(chu),2002年(nian)是涌(yong)(yong)(yong)(yong)(yong)金(jin)(jin)系(xi)(xi)重要的(de)(de)(de)分(fen)水嶺。2002年(nian)1月23日,湖南(nan)涌(yong)(yong)(yong)(yong)(yong)金(jin)(jin)并購長沙(sha)九(jiu)(jiu)芝堂(tang)(tang)集團,并控制了(le)九(jiu)(jiu)芝堂(tang)(tang)集團及九(jiu)(jiu)芝堂(tang)(tang)其(qi)后也(ye)成(cheng)為涌(yong)(yong)(yong)(yong)(yong)金(jin)(jin)系(xi)(xi)資(zi)本運作的(de)(de)(de)重要平(ping)(ping)臺。以九(jiu)(jiu)芝堂(tang)(tang)為平(ping)(ping)臺,涌(yong)(yong)(yong)(yong)(yong)金(jin)(jin)系(xi)(xi)還不斷(duan)通(tong)過增持,成(cheng)為千金(jin)(jin)藥業的(de)(de)(de)第二大股(gu)(gu)東(dong)。2005年(nian)在(zai)(zai)券商業低(di)迷時,涌(yong)(yong)(yong)(yong)(yong)金(jin)(jin)系(xi)(xi)通(tong)過多家旗下(xia)公司控股(gu)(gu)了(le)成(cheng)都(dou)(dou)證(zheng)券,并更名(ming)為國(guo)金(jin)(jin)證(zheng)券,隨后成(cheng)功(gong)借殼(ke)成(cheng)都(dou)(dou)建(jian)投(tou)上市。此(ci)外,涌(yong)(yong)(yong)(yong)(yong)金(jin)(jin)系(xi)(xi)還參股(gu)(gu)云(yun)南(nan)國(guo)際信托投(tou)資(zi)有(you)限公司。涌(yong)(yong)(yong)(yong)(yong)金(jin)(jin)實(shi)業(集團)有(you)限公司位列(lie)第一(yi)大股(gu)(gu)東(dong)云(yun)南(nan)省財政(zheng)廳(ting)(持股(gu)(gu)25%)之后,持有(you)24.5%的(de)(de)(de)股(gu)(gu)份,第三大股(gu)(gu)東(dong)上海(hai)納米(mi)創(chuang)業投(tou)資(zi)公司持股(gu)(gu)23%,由于上海(hai)納米(mi)75%的(de)(de)(de)股(gu)(gu)權為魏(wei)東(dong)擁有(you)。由此(ci),云(yun)南(nan)信托的(de)(de)(de)控制權實(shi)際掌握(wo)在(zai)(zai)涌(yong)(yong)(yong)(yong)(yong)金(jin)(jin)系(xi)(xi)的(de)(de)(de)手(shou)里(li)。
根據2006年(nian)10月(yue)國(guo)(guo)金(jin)證(zheng)券(quan)借(jie)殼(ke)S成建投(tou)(tou)(tou)時的(de)《收購報告書(摘(zhai)要)》,魏(wei)東控(kong)制的(de)企(qi)業(ye)(ye)包括(kuo):1.涌(yong)(yong)金(jin)實業(ye)(ye)(集團)有(you)(you)(you)(you)(you)限公(gong)(gong)司(si)(si),注冊資(zi)(zi)本金(jin)2億(yi)元(yuan)(yuan),魏(wei)東持(chi)(chi)(chi)有(you)(you)(you)(you)(you)70%的(de)股(gu)(gu)(gu)權(quan)(quan)(quan);2.上海納米創業(ye)(ye)投(tou)(tou)(tou)資(zi)(zi)有(you)(you)(you)(you)(you)限公(gong)(gong)司(si)(si),注冊資(zi)(zi)本金(jin)3億(yi)元(yuan)(yuan),魏(wei)東持(chi)(chi)(chi)有(you)(you)(you)(you)(you)75%的(de)股(gu)(gu)(gu)權(quan)(quan)(quan);3.知金(jin)科(ke)技(ji),注冊資(zi)(zi)本金(jin)1.5億(yi)元(yuan)(yuan),涌(yong)(yong)金(jin)實業(ye)(ye)(集團)有(you)(you)(you)(you)(you)限公(gong)(gong)司(si)(si)持(chi)(chi)(chi)有(you)(you)(you)(you)(you)其(qi)45%的(de)股(gu)(gu)(gu)權(quan)(quan)(quan),魏(wei)東持(chi)(chi)(chi)有(you)(you)(you)(you)(you)其(qi)40%的(de)股(gu)(gu)(gu)權(quan)(quan)(quan);4.云南國(guo)(guo)際信(xin)托投(tou)(tou)(tou)資(zi)(zi)有(you)(you)(you)(you)(you)限公(gong)(gong)司(si)(si),注冊資(zi)(zi)本金(jin)4億(yi)元(yuan)(yuan),(2006年(nian)10月(yue))所管理的(de)各類資(zi)(zi)產總(zong)額20多億(yi)元(yuan)(yuan),涌(yong)(yong)金(jin)實業(ye)(ye)(集團)有(you)(you)(you)(you)(you)限公(gong)(gong)司(si)(si)持(chi)(chi)(chi)有(you)(you)(you)(you)(you)其(qi)24.5%的(de)股(gu)(gu)(gu)權(quan)(quan)(quan),上海納米創業(ye)(ye)投(tou)(tou)(tou)資(zi)(zi)有(you)(you)(you)(you)(you)限公(gong)(gong)司(si)(si)持(chi)(chi)(chi)有(you)(you)(you)(you)(you)其(qi)23%的(de)股(gu)(gu)(gu)權(quan)(quan)(quan);5.國(guo)(guo)金(jin)證(zheng)券(quan);6.九芝堂。另(ling)外,湖南涌(yong)(yong)金(jin)持(chi)(chi)(chi)有(you)(you)(you)(you)(you)千金(jin)藥業(ye)(ye)17.32%的(de)股(gu)(gu)(gu)權(quan)(quan)(quan),知金(jin)科(ke)技(ji)、魏(wei)東曾分別持(chi)(chi)(chi)有(you)(you)(you)(you)(you)青島軟(ruan)控(kong)5.98%、3.17%的(de)股(gu)(gu)(gu)權(quan)(quan)(quan),后經過減(jian)持(chi)(chi)(chi),截至(zhi)2007年(nian)11月(yue)27日收盤(pan),魏(wei)東和知金(jin)科(ke)技(ji)還持(chi)(chi)(chi)有(you)(you)(you)(you)(you)青島軟(ruan)控(kong)4.92%的(de)股(gu)(gu)(gu)份(fen)。
魏東時代
2008年6月“涌金系(xi)”新任掌門(men)終于確(que)定,魏(wei)(wei)東妻子陳金霞將通過(guo)遺產繼承(cheng)獲得魏(wei)(wei)東持有的湖南(nan)涌金投資(控股(gu))有限公司66.5%股(gu)權(quan),以及長沙九芝(zhi)堂(集(ji)團)有限公司26.93%股(gu)權(quan),相(xiang)應地(di),涌金系(xi)旗下部分上市公司的實際控制人也將變更(geng)。
2008年6月23日,魏東實(shi)際控制的(de)國金(jin)證券、九芝堂(tang)(tang)同時發布收購報告書摘(zhai)要披露,因魏東去世,其擁有(you)的(de)湖南涌金(jin)66.5%股(gu)(gu)權(quan),以(yi)及九芝堂(tang)(tang)集團(tuan)26.93%股(gu)(gu)權(quan),該部分遺產依法(fa)應由魏東第(di)一(yi)順序繼(ji)承(cheng)(cheng)人共同繼(ji)承(cheng)(cheng)。公告指(zhi)出,經(jing)各法(fa)定繼(ji)承(cheng)(cheng)人協商一(yi)致(zhi),決定由魏東配偶(ou)陳金(jin)霞(xia)一(yi)人繼(ji)承(cheng)(cheng)其股(gu)(gu)東資(zi)格及全部股(gu)(gu)權(quan),其他人放棄相應的(de)資(zi)格及股(gu)(gu)權(quan)。
因為這次遺產繼(ji)承(cheng),原由魏東實(shi)際控制的國(guo)金(jin)(jin)(jin)證券(quan)、九(jiu)芝堂(tang)的實(shi)際控制人也將發生變更。收購(gou)完成后,陳(chen)金(jin)(jin)(jin)霞(xia)通過(guo)湖南(nan)涌金(jin)(jin)(jin)及九(jiu)芝堂(tang)集團合計持有(you)國(guo)金(jin)(jin)(jin)證券(quan)21628.19萬股(gu),占(zhan)國(guo)金(jin)(jin)(jin)證券(quan)總股(gu)本(ben)比例(li)43.25%;通過(guo)九(jiu)芝堂(tang)集團持有(you)九(jiu)芝堂(tang)12009.07萬股(gu),占(zhan)九(jiu)芝堂(tang)總股(gu)本(ben)比例(li)為40.35%。 同時,陳(chen)金(jin)(jin)(jin)霞(xia)將通過(guo)湖南(nan)涌金(jin)(jin)(jin)持有(you)千金(jin)(jin)(jin)藥業(ye)(ye)3142.14萬股(gu),占(zhan)千金(jin)(jin)(jin)藥業(ye)(ye)總股(gu)本(ben)比例(li)為17.32%。
另(ling)外,陳(chen)(chen)金(jin)(jin)霞(xia)本(ben)(ben)人持有(you)上海匯能投(tou)資(zi)管理有(you)限(xian)公(gong)司(si)45%股(gu)(gu)(gu)(gu)權,該公(gong)司(si)主營業務為實業投(tou)資(zi),注冊(ce)地在上海,陳(chen)(chen)金(jin)(jin)霞(xia)擔任(ren)公(gong)司(si)監事(shi)。陳(chen)(chen)金(jin)(jin)霞(xia)通過(guo)上海匯能持有(you)廣匯股(gu)(gu)(gu)(gu)份10798.14萬股(gu)(gu)(gu)(gu),占(zhan)廣匯股(gu)(gu)(gu)(gu)份總股(gu)(gu)(gu)(gu)本(ben)(ben)比例為12.47%。以2008年6月20日的(de)收盤價格(ge)計算,上述上市(shi)公(gong)司(si)股(gu)(gu)(gu)(gu)權相對應的(de)市(shi)值總計約130億元。
本次繼承完(wan)成后(hou),陳金霞在境(jing)內、境(jing)外其他上市公司(si)擁有權益的股(gu)份達到或(huo)超過該上市公司(si)已發行股(gu)份的5%的情(qing)況如(ru)下:
1、通(tong)過九(jiu)芝堂(tang)集團持(chi)有九(jiu)芝堂(tang)股份(fen)有限公司(000989,股票簡稱(cheng)“九(jiu)芝堂(tang)”)股份(fen)12009.07萬股,占九(jiu)芝堂(tang)總(zong)股本比例(li)為40.35%;
2、通(tong)過湖南涌金(jin)持有株(zhu)洲千金(jin)藥(yao)業(ye)股(gu)(gu)份(fen)有限公司(600479,股(gu)(gu)票簡稱“千金(jin)藥(yao)業(ye)”)股(gu)(gu)份(fen)3142.14萬股(gu)(gu),占千金(jin)藥(yao)業(ye)總股(gu)(gu)本比例為17.32%;
3、通過上(shang)海匯(hui)能持有新(xin)疆(jiang)廣(guang)匯(hui)實業股(gu)(gu)份有限公司(600256,股(gu)(gu)票簡稱(cheng)“廣(guang)匯(hui)股(gu)(gu)份”)10798.14萬股(gu)(gu),占廣(guang)匯(hui)股(gu)(gu)份總股(gu)(gu)本(ben)比例為(wei)12.47%。
九芝堂
九芝堂股份有限公司(si)對外發布《收(shou)購(gou)(gou)報(bao)告(gao)書(shu)》,與此同時公告(gao),公司(si)于2008年(nian)9月4日(ri)收(shou)到證監會批復,核準豁免陳(chen)金霞因繼(ji)承而控制公司(si)1.2億(yi)股,導致合計(ji)控制九芝堂40.35%股份而應履行的要約收(shou)購(gou)(gou)義務。
《收(shou)購報(bao)告書》指(zhi)出,因魏東辭世,其(qi)擁有的(de)湖南涌金66.5%股(gu)(gu)(gu)權(quan),以及九(jiu)芝(zhi)堂(tang)(tang)集團26.93%股(gu)(gu)(gu)權(quan),依(yi)法應(ying)由(you)其(qi)第(di)一(yi)順序(xu)繼承(cheng)(cheng)(cheng)(cheng)(cheng)人(ren)(ren)共同繼承(cheng)(cheng)(cheng)(cheng)(cheng),經(jing)各法定繼承(cheng)(cheng)(cheng)(cheng)(cheng)人(ren)(ren)協商一(yi)致,決定由(you)魏東配偶陳金霞一(yi)人(ren)(ren)繼承(cheng)(cheng)(cheng)(cheng)(cheng)其(qi)股(gu)(gu)(gu)東資格及全部(bu)股(gu)(gu)(gu)權(quan),其(qi)他人(ren)(ren)放棄相(xiang)應(ying)的(de)資格及股(gu)(gu)(gu)權(quan)。本(ben)次(ci)繼承(cheng)(cheng)(cheng)(cheng)(cheng)完(wan)成(cheng)后(hou),陳金霞通過九(jiu)芝(zhi)堂(tang)(tang)集團持有九(jiu)芝(zhi)堂(tang)(tang)1.2億股(gu)(gu)(gu),占公(gong)(gong)(gong)司(si)總股(gu)(gu)(gu)本(ben)的(de)40.35%。 本(ben)次(ci)繼承(cheng)(cheng)(cheng)(cheng)(cheng)完(wan)成(cheng)后(hou),公(gong)(gong)(gong)司(si)實(shi)(shi)際控制人(ren)(ren)發(fa)生變(bian)化,但本(ben)次(ci)繼承(cheng)(cheng)(cheng)(cheng)(cheng)對上(shang)市(shi)(shi)(shi)公(gong)(gong)(gong)司(si)的(de)人(ren)(ren)員獨(du)(du)(du)立(li)(li)(li)、資產完(wan)整、財務(wu)(wu)獨(du)(du)(du)立(li)(li)(li)將(jiang)不會(hui)產生影響,九(jiu)芝(zhi)堂(tang)(tang)仍將(jiang)具(ju)有獨(du)(du)(du)立(li)(li)(li)經(jing)營能力,在經(jing)營、知識產權(quan)等(deng)方面與(yu)收(shou)購人(ren)(ren)保(bao)持獨(du)(du)(du)立(li)(li)(li)。此外,為(wei)保(bao)證上(shang)市(shi)(shi)(shi)公(gong)(gong)(gong)司(si)獨(du)(du)(du)立(li)(li)(li)運作,陳金霞出具(ju)了承(cheng)(cheng)(cheng)(cheng)(cheng)諾(nuo)(nuo)函(han),其(qi)中對上(shang)市(shi)(shi)(shi)公(gong)(gong)(gong)司(si)獨(du)(du)(du)立(li)(li)(li)性作了承(cheng)(cheng)(cheng)(cheng)(cheng)諾(nuo)(nuo),承(cheng)(cheng)(cheng)(cheng)(cheng)諾(nuo)(nuo)在作為(wei)上(shang)市(shi)(shi)(shi)公(gong)(gong)(gong)司(si)的(de)實(shi)(shi)際控制人(ren)(ren)期間,與(yu)上(shang)市(shi)(shi)(shi)公(gong)(gong)(gong)司(si)在人(ren)(ren)員、財務(wu)(wu)、機構、資產、業務(wu)(wu)等(deng)方面相(xiang)互(hu)獨(du)(du)(du)立(li)(li)(li)。因此,本(ben)次(ci)繼承(cheng)(cheng)(cheng)(cheng)(cheng)后(hou)上(shang)市(shi)(shi)(shi)公(gong)(gong)(gong)司(si)將(jiang)繼續具(ju)備業務(wu)(wu)的(de)獨(du)(du)(du)立(li)(li)(li)經(jing)營能力。