國(guo)(guo)(guo)(guo)金(jin)證(zheng)券股份有限(xian)(xian)公(gong)(gong)司(si)(si)是一家(jia)資(zi)產(chan)質量(liang)優良、專(zhuan)業團隊精(jing)干、創新能(neng)力(li)突出(chu)的上(shang)市(shi)證(zheng)券公(gong)(gong)司(si)(si),是滬深300指(zhi)數、上(shang)證(zheng)180指(zhi)數、上(shang)證(zheng)180金(jin)融股指(zhi)數和上(shang)證(zheng)中(zhong)型企業指(zhi)數成份股,注冊地在四川省成都市(shi)。公(gong)(gong)司(si)(si)目(mu)前控股國(guo)(guo)(guo)(guo)金(jin)期貨有限(xian)(xian)責任公(gong)(gong)司(si)(si)、國(guo)(guo)(guo)(guo)金(jin)鼎(ding)興(xing)投資(zi)有限(xian)(xian)公(gong)(gong)司(si)(si)、國(guo)(guo)(guo)(guo)金(jin)創新投資(zi)有限(xian)(xian)公(gong)(gong)司(si)(si),國(guo)(guo)(guo)(guo)金(jin)證(zheng)券(香港)有限(xian)(xian)公(gong)(gong)司(si)(si)、粵(yue)海融資(zi)有限(xian)(xian)公(gong)(gong)司(si)(si)、參股國(guo)(guo)(guo)(guo)金(jin)基金(jin)管理有限(xian)(xian)公(gong)(gong)司(si)(si)。
國金(jin)證(zheng)(zheng)券(quan)(quan)股(gu)份有限公司經營范圍包括:證(zheng)(zheng)券(quan)(quan)經紀;證(zheng)(zheng)券(quan)(quan)投(tou)資(zi)咨(zi)詢;與證(zheng)(zheng)券(quan)(quan)交易、證(zheng)(zheng)券(quan)(quan)投(tou)資(zi)活動(dong)有關(guan)的(de)(de)財(cai)務顧問;證(zheng)(zheng)券(quan)(quan)承銷(xiao)(xiao)與保薦(jian);證(zheng)(zheng)券(quan)(quan)自(zi)營;融(rong)資(zi)融(rong)券(quan)(quan);證(zheng)(zheng)券(quan)(quan)資(zi)產(chan)(chan)管(guan)理;證(zheng)(zheng)券(quan)(quan)投(tou)資(zi)基金(jin)代銷(xiao)(xiao);為期貨(huo)公司提供中間介紹(shao)業務;代銷(xiao)(xiao)金(jin)融(rong)產(chan)(chan)品。(依法須(xu)經批準的(de)(de)項目,經相(xiang)關(guan)部門批準后(hou)方可開展經營活動(dong))。
國(guo)金證券股(gu)份有(you)限公司還擁有(you)參與(yu)股(gu)指(zhi)期(qi)貨、國(guo)債期(qi)貨交(jiao)易(yi)業(ye)務(wu)(wu)(wu)(wu)(wu)(wu);股(gu)票(piao)質押(ya)式回購業(ye)務(wu)(wu)(wu)(wu)(wu)(wu);股(gu)票(piao)收益(yi)互(hu)換業(ye)務(wu)(wu)(wu)(wu)(wu)(wu);參與(yu)利率互(hu)換交(jiao)易(yi)業(ye)務(wu)(wu)(wu)(wu)(wu)(wu);直接(jie)投(tou)資(zi)(zi)業(ye)務(wu)(wu)(wu)(wu)(wu)(wu);中小企(qi)業(ye)私募債券主承銷業(ye)務(wu)(wu)(wu)(wu)(wu)(wu);向(xiang)保險機(ji)構投(tou)資(zi)(zi)者提供交(jiao)易(yi)單元服務(wu)(wu)(wu)(wu)(wu)(wu);約定購回式證券交(jiao)易(yi)業(ye)務(wu)(wu)(wu)(wu)(wu)(wu);全國(guo)銀(yin)行(xing)(xing)間同業(ye)拆借市(shi)(shi)(shi)場(chang)同業(ye)拆借業(ye)務(wu)(wu)(wu)(wu)(wu)(wu);滬港通業(ye)務(wu)(wu)(wu)(wu)(wu)(wu);私募基金綜合托管業(ye)務(wu)(wu)(wu)(wu)(wu)(wu)試點;銀(yin)行(xing)(xing)間嘗試做市(shi)(shi)(shi)商;互(hu)聯網證券業(ye)務(wu)(wu)(wu)(wu)(wu)(wu)試點;柜臺市(shi)(shi)(shi)場(chang)業(ye)務(wu)(wu)(wu)(wu)(wu)(wu)試點;股(gu)票(piao)期(qi)權交(jiao)易(yi)參與(yu)人;開展黃(huang)金現(xian)貨合約自營資(zi)(zi)格(ge)、上市(shi)(shi)(shi)公司股(gu)權激勵(li)行(xing)(xing)權融資(zi)(zi)業(ye)務(wu)(wu)(wu)(wu)(wu)(wu)、合格(ge)境內機(ji)構投(tou)資(zi)(zi)者(QDII)資(zi)(zi)格(ge)等其他業(ye)務(wu)(wu)(wu)(wu)(wu)(wu)資(zi)(zi)格(ge)。
國金證券股份有限(xian)公司(si)自成立以來,嚴(yan)格遵守各項法(fa)律法(fa)規(gui),不斷(duan)完善公司(si)法(fa)人治理結構,建立了比較健全的內(nei)控制度(du),始終堅持合規(gui)管理和穩健經營。