國(guo)(guo)金(jin)證(zheng)(zheng)券(quan)(quan)股份有(you)限(xian)公司(si)(si)是一家資(zi)(zi)產質量優良(liang)、專業(ye)(ye)團(tuan)隊精干、創新能力突出(chu)的上市證(zheng)(zheng)券(quan)(quan)公司(si)(si),是滬深(shen)300指數、上證(zheng)(zheng)180指數、上證(zheng)(zheng)180金(jin)融股指數和上證(zheng)(zheng)中(zhong)型企業(ye)(ye)指數成份股,注冊地在四川(chuan)省成都市。公司(si)(si)目前控(kong)股國(guo)(guo)金(jin)期貨有(you)限(xian)責任公司(si)(si)、國(guo)(guo)金(jin)鼎興投(tou)資(zi)(zi)有(you)限(xian)公司(si)(si)、國(guo)(guo)金(jin)創新投(tou)資(zi)(zi)有(you)限(xian)公司(si)(si),國(guo)(guo)金(jin)證(zheng)(zheng)券(quan)(quan)(香港)有(you)限(xian)公司(si)(si)、粵海融資(zi)(zi)有(you)限(xian)公司(si)(si)、參股國(guo)(guo)金(jin)基金(jin)管理有(you)限(xian)公司(si)(si)。
國金證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)(quan)股份有限公司(si)經營范圍(wei)包括:證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)(quan)經紀;證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)(quan)投(tou)資(zi)(zi)(zi)咨詢;與(yu)證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)(quan)交易、證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)(quan)投(tou)資(zi)(zi)(zi)活動有關的財(cai)務(wu)顧問;證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)(quan)承銷(xiao)(xiao)與(yu)保薦;證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)(quan)自營;融(rong)資(zi)(zi)(zi)融(rong)券(quan)(quan)(quan)(quan)(quan)(quan);證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)(quan)資(zi)(zi)(zi)產(chan)管理;證(zheng)(zheng)(zheng)券(quan)(quan)(quan)(quan)(quan)(quan)投(tou)資(zi)(zi)(zi)基金代(dai)銷(xiao)(xiao);為期貨公司(si)提供中(zhong)間介(jie)紹業務(wu);代(dai)銷(xiao)(xiao)金融(rong)產(chan)品。(依法(fa)須經批準的項目(mu),經相(xiang)關部門批準后方(fang)可開(kai)展經營活動)。
國(guo)金證(zheng)券(quan)股(gu)份有(you)限公司(si)還擁有(you)參與(yu)股(gu)指(zhi)期貨(huo)、國(guo)債期貨(huo)交(jiao)易(yi)(yi)業(ye)務(wu)(wu)(wu)(wu);股(gu)票(piao)質押(ya)式回(hui)購業(ye)務(wu)(wu)(wu)(wu);股(gu)票(piao)收益互換(huan)業(ye)務(wu)(wu)(wu)(wu);參與(yu)利率互換(huan)交(jiao)易(yi)(yi)業(ye)務(wu)(wu)(wu)(wu);直接投(tou)資(zi)(zi)(zi)(zi)業(ye)務(wu)(wu)(wu)(wu);中小企業(ye)私(si)募債券(quan)主承銷業(ye)務(wu)(wu)(wu)(wu);向保險機(ji)構投(tou)資(zi)(zi)(zi)(zi)者提供交(jiao)易(yi)(yi)單元服務(wu)(wu)(wu)(wu);約(yue)定購回(hui)式證(zheng)券(quan)交(jiao)易(yi)(yi)業(ye)務(wu)(wu)(wu)(wu);全國(guo)銀(yin)行(xing)間同業(ye)拆借市(shi)場同業(ye)拆借業(ye)務(wu)(wu)(wu)(wu);滬(hu)港(gang)通業(ye)務(wu)(wu)(wu)(wu);私(si)募基金綜(zong)合托管業(ye)務(wu)(wu)(wu)(wu)試點(dian)(dian);銀(yin)行(xing)間嘗試做市(shi)商;互聯網證(zheng)券(quan)業(ye)務(wu)(wu)(wu)(wu)試點(dian)(dian);柜(ju)臺市(shi)場業(ye)務(wu)(wu)(wu)(wu)試點(dian)(dian);股(gu)票(piao)期權(quan)交(jiao)易(yi)(yi)參與(yu)人;開(kai)展(zhan)黃(huang)金現貨(huo)合約(yue)自營資(zi)(zi)(zi)(zi)格(ge)、上市(shi)公司(si)股(gu)權(quan)激勵行(xing)權(quan)融(rong)資(zi)(zi)(zi)(zi)業(ye)務(wu)(wu)(wu)(wu)、合格(ge)境內(nei)機(ji)構投(tou)資(zi)(zi)(zi)(zi)者(QDII)資(zi)(zi)(zi)(zi)格(ge)等其他業(ye)務(wu)(wu)(wu)(wu)資(zi)(zi)(zi)(zi)格(ge)。
國金證(zheng)券股份有(you)限公司(si)自成(cheng)立以來,嚴(yan)格遵守各項法(fa)律法(fa)規,不斷完善公司(si)法(fa)人治理結構,建(jian)立了(le)比(bi)較(jiao)健全的內控(kong)制(zhi)度(du),始(shi)終堅持合規管理和穩健經營。