上(shang)海證(zheng)(zheng)(zheng)券(quan)交(jiao)(jiao)易(yi)(yi)(yi)(yi)所(suo)成立于(yu)1990年11月26日,同(tong)年12月19日開業(ye)(ye),受中(zhong)國證(zheng)(zheng)(zheng)監(jian)(jian)(jian)(jian)會監(jian)(jian)(jian)(jian)督和(he)管理。上(shang)海證(zheng)(zheng)(zheng)券(quan)交(jiao)(jiao)易(yi)(yi)(yi)(yi)所(suo)致力于(yu)創(chuang)造透明(ming)、開放、安全、高效的(de)市場(chang)環境(jing),主要(yao)職(zhi)能(neng)(neng)包括(kuo):提(ti)供證(zheng)(zheng)(zheng)券(quan)交(jiao)(jiao)易(yi)(yi)(yi)(yi)的(de)場(chang)所(suo)、設施和(he)服務;制定(ding)和(he)修改證(zheng)(zheng)(zheng)券(quan)交(jiao)(jiao)易(yi)(yi)(yi)(yi)所(suo)的(de)業(ye)(ye)務規(gui)則;審核、安排證(zheng)(zheng)(zheng)券(quan)上(shang)市交(jiao)(jiao)易(yi)(yi)(yi)(yi),決定(ding)證(zheng)(zheng)(zheng)券(quan)暫停、恢(hui)復、終止和(he)重新上(shang)市;提(ti)供非公(gong)開發行證(zheng)(zheng)(zheng)券(quan)轉讓服務;組織和(he)監(jian)(jian)(jian)(jian)督證(zheng)(zheng)(zheng)券(quan)交(jiao)(jiao)易(yi)(yi)(yi)(yi);對(dui)會員進行監(jian)(jian)(jian)(jian)管;對(dui)證(zheng)(zheng)(zheng)券(quan)上(shang)市交(jiao)(jiao)易(yi)(yi)(yi)(yi)公(gong)司及相關(guan)信息披露(lu)義務人進行監(jian)(jian)(jian)(jian)管;對(dui)證(zheng)(zheng)(zheng)券(quan)服務機構為證(zheng)(zheng)(zheng)券(quan)上(shang)市、交(jiao)(jiao)易(yi)(yi)(yi)(yi)等提(ti)供服務的(de)行為進行監(jian)(jian)(jian)(jian)管;管理和(he)公(gong)布(bu)市場(chang)信息;開展投資者教育和(he)保護;法律(lv)、行政法規(gui)規(gui)定(ding)及中(zhong)國證(zheng)(zheng)(zheng)監(jian)(jian)(jian)(jian)會許可、授(shou)權或委托的(de)其(qi)他職(zhi)能(neng)(neng)。
上(shang)(shang)海證券(quan)交(jiao)(jiao)易所(suo)(suo)下(xia)設(she)辦(ban)(ban)公(gong)(gong)(gong)(gong)(gong)(gong)室(shi)(shi)(黨委辦(ban)(ban)公(gong)(gong)(gong)(gong)(gong)(gong)室(shi)(shi)、理(li)(li)事(shi)會辦(ban)(ban)公(gong)(gong)(gong)(gong)(gong)(gong)室(shi)(shi))、人力資(zi)源部(bu)(bu)(bu)(bu)(黨委組(zu)(zu)織部(bu)(bu)(bu)(bu))、黨建辦(ban)(ban)公(gong)(gong)(gong)(gong)(gong)(gong)室(shi)(shi)(黨委宣傳(chuan)部(bu)(bu)(bu)(bu))、紀檢監(jian)(jian)(jian)察辦(ban)(ban)公(gong)(gong)(gong)(gong)(gong)(gong)室(shi)(shi)、交(jiao)(jiao)易管理(li)(li)部(bu)(bu)(bu)(bu)、發(fa)行上(shang)(shang)市(shi)(shi)服(fu)務(wu)中(zhong)(zhong)心(xin)、科創(chuang)板上(shang)(shang)市(shi)(shi)審(shen)核中(zhong)(zhong)心(xin)、上(shang)(shang)市(shi)(shi)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)監(jian)(jian)(jian)管一部(bu)(bu)(bu)(bu)、上(shang)(shang)市(shi)(shi)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)監(jian)(jian)(jian)管二部(bu)(bu)(bu)(bu)、科創(chuang)板公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)監(jian)(jian)(jian)管部(bu)(bu)(bu)(bu)、監(jian)(jian)(jian)管執(zhi)行部(bu)(bu)(bu)(bu)、巡回審(shen)理(li)(li)協(xie)作部(bu)(bu)(bu)(bu)、會員部(bu)(bu)(bu)(bu)、債(zhai)券(quan)業務(wu)中(zhong)(zhong)心(xin)、國際發(fa)展部(bu)(bu)(bu)(bu)、產品創(chuang)新中(zhong)(zhong)心(xin)、市(shi)(shi)場監(jian)(jian)(jian)察一部(bu)(bu)(bu)(bu)、市(shi)(shi)場監(jian)(jian)(jian)察二部(bu)(bu)(bu)(bu)、法律(lv)部(bu)(bu)(bu)(bu)、投(tou)資(zi)者服(fu)務(wu)部(bu)(bu)(bu)(bu)、企業培訓部(bu)(bu)(bu)(bu)、技術管理(li)(li)部(bu)(bu)(bu)(bu)、信息(xi)管理(li)(li)部(bu)(bu)(bu)(bu)、北京中(zhong)(zhong)心(xin)、財(cai)務(wu)部(bu)(bu)(bu)(bu)、內(nei)審(shen)部(bu)(bu)(bu)(bu)(監(jian)(jian)(jian)事(shi)會辦(ban)(ban)公(gong)(gong)(gong)(gong)(gong)(gong)室(shi)(shi))、資(zi)本市(shi)(shi)場研究所(suo)(suo)、博物(wu)館保障部(bu)(bu)(bu)(bu)、香(xiang)港辦(ban)(ban)事(shi)處(chu)、倫敦(dun)辦(ban)(ban)事(shi)處(chu)等(deng)30個(ge)內(nei)設(she)部(bu)(bu)(bu)(bu)門,基(ji)建工作小(xiao)組(zu)(zu)(與(yu)竹(zhu)(zhu)園(yuan)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)合署)、自貿區交(jiao)(jiao)易平臺籌備(bei)工作小(xiao)組(zu)(zu)等(deng)2個(ge)臨(lin)時工作小(xiao)組(zu)(zu),以及(ji)上(shang)(shang)交(jiao)(jiao)所(suo)(suo)技術有(you)限責任(ren)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、上(shang)(shang)證所(suo)(suo)信息(xi)網絡有(you)限公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、上(shang)(shang)海上(shang)(shang)證金融服(fu)務(wu)有(you)限公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、上(shang)(shang)海竹(zhu)(zhu)園(yuan)工程管理(li)(li)有(you)限公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、上(shang)(shang)證信息(xi)技術有(you)限責任(ren)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、中(zhong)(zhong)國投(tou)資(zi)信息(xi)有(you)限公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)、上(shang)(shang)證數據服(fu)務(wu)有(you)限責任(ren)公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)等(deng)7家控股(gu)(gu)子公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si),通過其合理(li)(li)分工和協(xie)調運(yun)作,有(you)效擔當起證券(quan)市(shi)(shi)場組(zu)(zu)織者、監(jian)(jian)(jian)管者的角色。此外,上(shang)(shang)海證券(quan)交(jiao)(jiao)易所(suo)(suo)還參股(gu)(gu)了17家公(gong)(gong)(gong)(gong)(gong)(gong)司(si)(si)(si)(si)(si)(si)(si)(機(ji)構)。
上海(hai)證(zheng)券交易(yi)所已發展成(cheng)為擁(yong)有(you)股票、債(zhai)券、基金、衍生品四大類證(zheng)券交易(yi)品種、市場(chang)結(jie)構較(jiao)為完整的(de)(de)證(zheng)券交易(yi)所;擁(yong)有(you)可支撐(cheng)上海(hai)證(zheng)券市場(chang)高效(xiao)穩健運(yun)(yun)行(xing)的(de)(de)交易(yi)系統及基礎通信設施;擁(yong)有(you)可確(que)保上海(hai)證(zheng)券市場(chang)規(gui)范有(you)序運(yun)(yun)作、效(xiao)能顯(xian)著的(de)(de)自律監(jian)管體系。依托這些優勢,上海(hai)證(zheng)券市場(chang)的(de)(de)規(gui)模和投(tou)資(zi)者群體也在迅速(su)壯大。
截至(zhi)2018年(nian)(nian)末,滬市(shi)(shi)上市(shi)(shi)公司家(jia)數(shu)(shu)達1450家(jia),總市(shi)(shi)值27.0萬億(yi)元(yuan);2018年(nian)(nian)全(quan)年(nian)(nian)股票(piao)累計(ji)成(cheng)交(jiao)(jiao)(jiao)金額40.3萬億(yi)元(yuan),日均成(cheng)交(jiao)(jiao)(jiao)1659億(yi)元(yuan),股市(shi)(shi)籌資總額6114億(yi)元(yuan);債(zhai)券市(shi)(shi)場掛牌只(zhi)數(shu)(shu)12089只(zhi),托管量8.4萬億(yi)元(yuan),累計(ji)成(cheng)交(jiao)(jiao)(jiao)216.9萬億(yi)元(yuan);基金市(shi)(shi)場只(zhi)數(shu)(shu)達233只(zhi),累計(ji)成(cheng)交(jiao)(jiao)(jiao)7.2萬億(yi)元(yuan);衍生(sheng)品(pin)市(shi)(shi)場全(quan)年(nian)(nian)累計(ji)成(cheng)交(jiao)(jiao)(jiao)1798億(yi)元(yuan)。滬市(shi)(shi)投資者開戶數(shu)(shu)量已達29610萬戶。