【股(gu)權轉讓(rang)】股(gu)權轉讓(rang)是(shi)什么(me)意思 如(ru)何理(li)解股(gu)權轉讓(rang)
在(zai)股權轉(zhuan)讓(rang)中,出讓(rang)股權的(de)(de)主體(ti)應當是公(gong)司(si)的(de)(de)股東(dong)(dong),受(shou)(shou)讓(rang)方可以是原公(gong)司(si)的(de)(de)股東(dong)(dong),也可以是股東(dong)(dong)外的(de)(de)第三人(ren)。在(zai)實踐中,一些公(gong)司(si)股東(dong)(dong)是以公(gong)司(si)名義簽訂的(de)(de)股權轉(zhuan)讓(rang)合同,這會(hui)造成簽約主體(ti)的(de)(de)混淆。另外,如果(guo)受(shou)(shou)讓(rang)方是公(gong)司(si),要(yao)(yao)考慮是否需(xu)要(yao)(yao)經過(guo)股東(dong)(dong)會(hui)決(jue)議通過(guo);如果(guo)是自(zi)然人(ren),則要(yao)(yao)審查其是否已注冊過(guo)一人(ren)有(you)限(xian)責任公(gong)司(si)。
股權(quan)轉讓是股東行(xing)使(shi)股權(quan)經常而普遍的(de)方式,中(zhong)國《公(gong)司(si)法》規定股東有權(quan)通過法定方式轉讓其(qi)全部出(chu)(chu)資或者部分(fen)出(chu)(chu)資。
股(gu)權(quan)自由(you)(you)轉(zhuan)讓(rang)制(zhi)度,是現(xian)代公(gong)司(si)(si)制(zhi)度最為成功(gong)的(de)表現(xian)之一。隨著中(zhong)(zhong)(zhong)國市場經(jing)濟體(ti)制(zhi)的(de)建立(li),國有企(qi)業(ye)改革及公(gong)司(si)(si)法的(de)實施,股(gu)權(quan)轉(zhuan)讓(rang)成為企(qi)業(ye)募集資(zi)本、產權(quan)流動重(zhong)(zhong)組、資(zi)源優(you)化配置(zhi)的(de)重(zhong)(zhong)要形式,由(you)(you)此引發的(de)糾紛(fen)在公(gong)司(si)(si)訴訟中(zhong)(zhong)(zhong)最為常見,其中(zhong)(zhong)(zhong)股(gu)權(quan)轉(zhuan)讓(rang)合同的(de)效力是該類案件審(shen)理的(de)難點所在。
股(gu)權(quan)(quan)(quan)(quan)轉(zhuan)讓(rang)(rang)協議是當事人以轉(zhuan)讓(rang)(rang)股(gu)權(quan)(quan)(quan)(quan)為(wei)目的(de)(de)而(er)達成的(de)(de)關于出讓(rang)(rang)方交付股(gu)權(quan)(quan)(quan)(quan)并收(shou)取價(jia)金,受(shou)讓(rang)(rang)方支付價(jia)金得到股(gu)權(quan)(quan)(quan)(quan)的(de)(de)意思表示。股(gu)權(quan)(quan)(quan)(quan)轉(zhuan)讓(rang)(rang)是一種物權(quan)(quan)(quan)(quan)變(bian)動(dong)行為(wei),股(gu)權(quan)(quan)(quan)(quan)轉(zhuan)讓(rang)(rang)后,股(gu)東(dong)(dong)基(ji)于股(gu)東(dong)(dong)地(di)位而(er)對公(gong)司(si)所發生的(de)(de)權(quan)(quan)(quan)(quan)利(li)義務關系全部同時(shi)移轉(zhuan)于受(shou)讓(rang)(rang)人,受(shou)讓(rang)(rang)人因(yin)此成為(wei)公(gong)司(si)的(de)(de)股(gu)東(dong)(dong),取得股(gu)東(dong)(dong)權(quan)(quan)(quan)(quan)。根據《合同法》第(di)四十四條(tiao)第(di)一款的(de)(de)規定,股(gu)權(quan)(quan)(quan)(quan)轉(zhuan)讓(rang)(rang)合同自成立時(shi)生效。
股(gu)(gu)東在對(dui)外轉讓股(gu)(gu)權(quan)前要征求其他(ta)(ta)股(gu)(gu)東意見(jian),其他(ta)(ta)股(gu)(gu)東在同等條件下,放棄優先購買(mai)權(quan)時,才(cai)能(neng)向股(gu)(gu)東外第三人轉讓。同時,還需注意其它法定(ding)前置程序的履行,否則會(hui)(hui)出現無效的法律后(hou)果。另外,無論(lun)是(shi)開股(gu)(gu)東會(hui)(hui)決議還是(shi)單個股(gu)(gu)東的意見(jian),均要形成書面材料,以避免(mian)其他(ta)(ta)股(gu)(gu)東事后(hou)反悔(hui),導致糾紛產生。
但股(gu)權(quan)轉(zhuan)讓(rang)(rang)合同的(de)生效(xiao)(xiao)并不等(deng)同于股(gu)權(quan)轉(zhuan)讓(rang)(rang)生效(xiao)(xiao)。股(gu)權(quan)轉(zhuan)讓(rang)(rang)合同的(de)生效(xiao)(xiao)是(shi)指(zhi)(zhi)對合同當事人產生法(fa)律約束力的(de)問(wen)(wen)(wen)題,股(gu)權(quan)轉(zhuan)讓(rang)(rang)的(de)生效(xiao)(xiao)是(shi)指(zhi)(zhi)股(gu)權(quan)何(he)時(shi)發生轉(zhuan)移,即受讓(rang)(rang)方何(he)時(shi)取得股(gu)東(dong)身(shen)份的(de)問(wen)(wen)(wen)題,所(suo)以,必須關注股(gu)權(quan)轉(zhuan)讓(rang)(rang)協(xie)議簽(qian)訂后(hou)的(de)適當履(lv)行問(wen)(wen)(wen)題。
持股權轉讓,是指持有份額的轉讓,在中國是指有限責任公司的出資份額的轉讓。股份轉讓,根據股份載體的不同,又可分為一般股份轉讓和股票轉讓。一般股份轉讓是指以非股票的形式的股份轉讓,實際包括已繳納資本然而并未出具股票的股份轉讓,也包括那些雖然認購但仍未繳付股款因而還不能出具股票的股份轉讓。股票轉讓,是指以股票為載體的股份轉讓。股票轉讓還可進一步細分為記名股票轉讓與非記名股票的轉讓、有紙化股票的轉讓和無紙化股票的轉讓等。